| Brokerage Services | |
| Commission Rate | We offer competitive commission rates on Hong Kong stocks depending on channel of placing the orders, e.g., Internet, Investor Services Representatives and IVRS. For the specific rates that are applicable to you, please refer to the Commission Schedule that we have sent to you or call our customer services officers. |
| Stamp Duty | 0.1% of Transaction Amount (roundup to nearest dollar) |
| HKEx Trading Fee | 0.00565% (roundup to nearest cent) |
| SFC Transaction Levy | 0.0027% (roundup to the nearest cent) |
| AFRC Transaction Levy | 0.00015% (rounded to the nearest cent) |
| CCASS fee | 0.01% of Transaction Amount (roundup to nearest cent) (0.002% is collected by HK Clearing) (Min HK$3.0) |
| Depository Services | |
| Physical Scrip Deposit | Free |
| Stock Deposit (through CCASS) |
Free |
| Physical Scrip Withdrawal | HK$3.50 per board lot Minimum: HK$50.00 per stock |
| Stock Withdrawal (through CCASS) |
HK$100.00 per stock |
| Transfer Deed Stamp Duty(For sales or deposit of physical scrip in your own name, and for HK securities only) | HK$5.00 per transfer deed (Payable to the Government) |
| Nominee Services | |
| Share Registration and Transfer Fee | HK$1.50 per board lot |
| Distribution of Bonus Shares | Free |
| Cash Dividend Collection | 0.5% of cash amount of dividend Minimum: HK$20.00 or equivalent Maximum: HK$10,000.00 or equivalent |
| Rights Subscriptions, Warrants Conversions or Open/Preferential Offers, Cash Offer | Corporate Action Fee: HK$0.80 per board lot
(Maximum: HK$10,000.00 per stock) Plus HK$50.00 per stock |
| Stock Custody Fee | HK$0.012 per board lot per month |
| Handling Charge for Unclaimed Entitlements | HK$500.00 per claim and any out of pocket expenses |
| Fund Withdrawal | |
| HKD cheque issuance | Free |
| Same day value HKD local transfer (CHATS) | HK$200.00 |
| Same day value HKD overseas transfer (TT) | HK$260.00 per item plus correspondent bank's charges if applicable |
| Foreign Exchange | |
| Foreign Exchange Services | Free |
| Interest Charges | |
| Interest Rate for Margin accounts | We offer competitive margin finance rates for margin accounts. For the specific interest rates that are applicable to you, please refer to the Interest Rate Schedule that we have sent to you or call our customer services officers. |
| Late Payments for Trade of Cash accounts | T+3 to T+5: Prime rate+3% p.a. From T+6 onwards: Prime rate+10% p.a. # |
| Other Miscellaneous Charges | |
| Returned Cheque | HK$150 for HK dollar cheque |
| Re-issue Monthly Statement | Within 3 months: Free For past 3-12 months: HK$50.00/statement For past 1-3 years: HK$100.00/statement For past 3-6 years: HK$200.00/statement |
| Other Services | |
| IPO Application | HK$100.00 for each application |
| Placement or other special deals | Subjected to varies |
| Receipt of Corporate Communication | Free |
| Asset Confirmation or Other ad-hoc service request | HK$500 plus out-of-pocket expenses |
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#Please refer to the Commission Schedule that we have sent to you or call our customer services officers at (852) 2242-8888.
Remarks: 1. Odd lots are charges as board lots. 2. Charges are rounded up to nearest cent. 3. Additional fees may apply. Commissions and fees are subject to change without notice. | |